Compliance Senior Manager
Posted 3 hours ago by Orchard Recruitment Ltd
Our leading Douglas-based CSP & Investment Management firm area are looking for a motivated Compliance Senior Manager / Head of Compliance to join the team.
As Compliance Senior Manager / Head of Compliance you will be responsible for:
- Compliance Officer and MLRO/DMLRO
- Primary point of contact with the Isle of Man Financial Services Authority
- Review, advise on and implement applicable legislation and regulations
- Manage the compliance monitoring programme to assess adherence with regulations
- Undertake internal audit reviews to test validity and robustness of internal controls
- Review advertisements and other promotional content
- Review collective investment scheme documentation for adherence to applicable regulations
- Ensure policies and procedures are up-to-date and meet company and regulatory needs
- Oversee risk management for the business
- Advise on the impact of new processes, products and practices upon the risk environment
- Review and manage the company's risk policies and risk register
- Monitor controls in place to manage and mitigate identified risks
- Promote an effective compliance and risk awareness culture
- Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required
- Deliver anti-money laundering training to staff
- Management of a small team, including training and mentoring
The ideal candidate for the role of Compliance Senior Manager / Head of Compliance will have:
- Excellent knowledge of fiduciary and funds service operations
- Extensive compliance, risk and/or audit experience
- Previous experience as an MLRO or Deputy MLRO would be an advantage
- Minimum of five years' experience
- Relevant professional qualification, i.e. ICA
- Have held a similar approved Controlled Function status
- Experience in the management, development and implementation of policies and procedures
- Strong communicator with good interpersonal skills
- Proven management ability
- Ability to work independently and detail oriented
- Proactive approach to planning and organising tasks
- Type:
- Permanent
- Start Date:
- ASAP
- Contract Length:
- Permanent
- Contact Name:
- Login or register to view
- Job Reference:
- 2317
- Job ID:
- 222511280
- Applications:
- Be first to apply
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